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SECURITIES
COMPLIANCE
Our members have significant experience in all aspects of federal and state securities laws, including:
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public and private offerings of equity and debt securities
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Rule 144 restricted stock transactions by insiders and affiliates
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compliance with periodic reporting and proxy requirements
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duties and responsibilities of boards of directors, board committees and executive officers of public companies
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mergers, tender offers, proxy contests and “going private” transactions.
In the current, ever-changing regulatory environment, it is imperative to have solid securities counsel to help navigate the pitfalls companies face on a daily basis.
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