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      © 2018 Audere pllc.  All rights reserved.

      SECURITIES

      COMPLIANCE

      Our members have significant experience in all aspects of federal and state securities laws, including:

       

      • public and private offerings of equity and debt securities

      • Rule 144 restricted stock transactions by insiders and affiliates

      • compliance with periodic reporting and proxy requirements

      • duties and responsibilities of boards of directors, board committees and executive officers of public companies

      • mergers, tender offers, proxy contests and “going private” transactions.  

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      In the current, ever-changing regulatory environment, it is imperative to have solid securities counsel to help navigate the pitfalls companies face on a daily basis.