SECURITIES

COMPLIANCE

Our members have significant experience in all aspects of federal and state securities laws, including:

 

  • public and private offerings of equity and debt securities

  • Rule 144 restricted stock transactions by insiders and affiliates

  • compliance with periodic reporting and proxy requirements

  • duties and responsibilities of boards of directors, board committees and executive officers of public companies

  • mergers, tender offers, proxy contests and “going private” transactions.  

In the current, ever-changing regulatory environment, it is imperative to have solid securities counsel to help navigate the pitfalls companies face on a daily basis.